0001136467-01-500007.txt : 20011008
0001136467-01-500007.hdr.sgml : 20011008
ACCESSION NUMBER: 0001136467-01-500007
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010917
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEVIS CAPITAL MANAGEMENT LLC /MD/
CENTRAL INDEX KEY: 0001136467
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 522305075
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 1119 ST PAUL ST
CITY: BALTIMORE
STATE: MD
ZIP: 21202
MAIL ADDRESS:
STREET 1: 1119 ST PAUL ST
CITY: BALTIMORE
STATE: MD
ZIP: 21202
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HYPERION SOLUTIONS CORP
CENTRAL INDEX KEY: 0001001113
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770277772
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-46201
FILM NUMBER: 1738678
BUSINESS ADDRESS:
STREET 1: 1344 CROSSMAN AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4087449500
MAIL ADDRESS:
STREET 1: 1344 CROSSMAN AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ARBOR SOFTWARE CORP
DATE OF NAME CHANGE: 19950919
SC 13G/A
1
a13hys.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)
Hyperion Solutions Corp.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
44914M104
(CUSIP Number)
August 31, 2001
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[ X ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 44914M104
1. NAME OF REPORTING PERSONS
I.R.S. Identification Nos. of above
persons (entities only).
Nevis Capital Management LLC
52-2305075
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
(b)
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
Number of 5. SOLE VOTING POWER:
Shares 0
Beneficially
Owned by 6. SHARED VOTING POWER:
Each 1,507,084
Reporting
Person With 7. SOLE DISPOSITIVE POWER:
0
8. SHARED DISPOSITIVE POWER:
1,507,084
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON:
1,507,084
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES:
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
4.7%
12. TYPE OF REPORTING PERSON:
IA
CUSIP No. 44914M104
1. NAME OF REPORTING PERSONS
I.R.S. Identification Nos. of above
persons (entities only).
Jon C. Baker
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
(b)
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
Number of 5. SOLE VOTING POWER:
Shares 0
Beneficially
Owned by 6. SHARED VOTING POWER:
Each 1,507,084
Reporting
Person With 7. SOLE DISPOSITIVE POWER:
0
8. SHARED DISPOSITIVE POWER:
1,507,084
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON:
1,507,084
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES:
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
4.7%
12. TYPE OF REPORTING PERSON:
IN
CUSIP No. 44914M104
1. NAME OF REPORTING PERSONS
I.R.S. Identification Nos. of above
persons (entities only).
David R. Wilmerding, III
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
(b)
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
Number of 5. SOLE VOTING POWER:
Shares 0
Beneficially
Owned by 6. SHARED VOTING POWER:
Each 1,507,084
Reporting
Person With 7. SOLE DISPOSITIVE POWER:
0
8. SHARED DISPOSITIVE POWER:
1,507,084
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON:
1,507,084
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES:
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
4.7%
12. TYPE OF REPORTING PERSON:
IN
ITEM 1.
(a) Name of Issuer:
Hyperion Solutions Corp.
(b) Address of Issuer's Principal Executive Offices:
1344 Crossman Ave.
Sunnyvale, CA 94089
ITEM 2.
(a) Name of Person Filing:
NEVIS CAPITAL MANAGEMENT LLC ("Nevis")
Jon C. Baker ("Baker")
David R. Wilmerding, III ("Wilmerding")
(b) Address of Principal Business Office or, if none, Residence:
Nevis, Baker and Wilmerding - 1119 St. Paul St, Baltimore MD 21202
(c) Citizenship:
Nevis - MARYLAND
Baker and Wilmerding - USA
(d) Title of Class of Securities:
COMMON STOCK
(e) CUSIP Number:
44914M104
ITEM 3. If this statement is filed pursuant to Sections 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
Nevis:
(a) [ ] Broker or dealer registered under Section 15
of the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in Section 3(a)(6) of the
Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in Section 3(a)(19)
of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under Section 8 of
the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) [ X ] An investment adviser in accordance with
Section 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of
an investment company under Section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with
Section 240.13d-1(b)(1)(ii)(J).
For Baker and Wilmerding:
(a) [ ] Broker or dealer registered under Section 15 of
the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in Section 3(a)(6) of the
Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in Section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) [ ] An investment adviser in accordance with
Section 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with Section 240.13d-1(b)(1)(ii)(F);
(g) [ X ] A parent holding company or control person in
accordance with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
ITEM 4. Ownership
(a) Amount Beneficially Owned:
Nevis, Baker and Wilmerding: 1,507,084
(b) Percent of Class:
Nevis, Baker and Wilmerding: 4.7%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct vote:
Nevis: 0
Baker: 0
Wilmerding: 0
(ii) shared power to vote or to direct the vote:
Nevis: 1,507,084
Baker and Wilmerding: 1,507,084
(iii) sole power to dispose or to direct the disposition of:
Nevis: 0
Baker: 0
Wilmerding: 0
(iv) shared power to dispose or to direct the disposition:
Nevis: 1,507,084
Baker and Wilmerding: 1,507,084
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities,
check the following [ X ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company
Jon C. Baker and David R. Wilmerding, III, each control 50%
of Nevis Capital Management LLC. Nevis is registered as an
investment adviser under the Investment Advisers Act of 1940.
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
(a) The following certification shall be included if the statement
is filed pursuant to 240.13d-1(b):
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in
the ordinary course of business and were not acquired and are not held
for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
09-17-01
---------------------------------------------
Date
Nevis Capital Management LLC
By: /s/ David R. Wilmerding, III
--------------------------------------------
David R. Wilmerding, III, Managing Member
09-17-01
-------------------------------------------
Date
/s/ Jon C. Baker
-----------------------------------------------
Jon C. Baker
09-17-01
-----------------------------------------------
Date
/s/ David R. Wilmerding, III
----------------------------------------------
David R. Wilmerding, III
Page 7 of 7